Insights

05
Jan

2021 Will Bring Stricter Enforcement of “Regulation Best Interest”

Regulation Best Interest went into effect on June 30, 2020. The initial adjustment period is over and the SEC will be enforcing stricter compliance.

31
Dec

Goodbye 2020

As one year ends and another begins it is common for people to take stock and reflect on the ending year as well as set goals or intentions for the year ahead.

30
Dec

SEC Updates Marketing Rule – What Does It Mean For Advsiors?

Earlier this week the Securities and Exchange Commission (SEC) announced a new advertising rule for investment advisors.

23
Dec

Zooming Through The Holidays

Being unable to get together in person can't stop the SunStar team from celebrating the holidays together!

24
Dec

Happy Holidays

In one way or another, it's been a tough year for each of us.

21
Dec

The Longest Day

Winter solstice for the Northern Hemisphere is today Monday, December 21, 2020, at 5:02 a.m. EST.

15
Dec

Advisor Communication Is Not One-Size-Fits-All

Blensley Point-du-Jour, Vice President, Marketing Services at Discovery Data, shared his insights and discussed best practices on how to effectively reach advisors in these virtual times at SunStar’s recent conference, Strategies to Engage Advisors & Attract Assets.

07
Dec

Think You're Different? Prove It.

Your firm is a dime a dozen. You’re just like everybody else and they all do what you do. No? Think you’re different?

25
Nov

"Thanks" "Giving" in a time of Pandemic

Our Thanksgiving holiday is a celebration of two profound words, “Thanks” and “Giving.” The pandemic requires that we open our hearts to others in profound ways, transporting us from our comfort zone to a fragile and vulnerable state. We, as a culture, have been forced to take care of ourselves and others.