Regulation Best Interest went into effect on June 30, 2020. The initial adjustment period is over and the SEC will be enforcing stricter compliance.
Earlier this week the Securities and Exchange Commission (SEC) announced a new advertising rule for investment advisors.
Blensley Point-du-Jour, Vice President, Marketing Services at Discovery Data, shared his insights and discussed best practices on how to effectively reach advisors in these virtual times at SunStar’s recent conference, Strategies to Engage Advisors & Attract Assets.
Our Thanksgiving holiday is a celebration of two profound words, “Thanks” and “Giving.” The pandemic requires that we open our hearts to others in profound ways, transporting us from our comfort zone to a fragile and vulnerable state. We, as a culture, have been forced to take care of ourselves and others.