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Financial advisors aren't typically lacking for access to information - in fact, it's the exact opposite. There is so much information available but so little time to review all of it.

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The Department of Labor's fiduciary rule had a "soft opening" on June 9, 2017. The full implementation of the DOL rule had been set for January 1, 2018, but will now be delayed until July 2019.

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In either case, you've likely paid a steep entrance fee. Make sure you get your money's worth.

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The political landscape today is fraught with turbulence. It seems like almost daily we're scratching our heads at current events. We've said it before and we're saying it again-refrain from discussing politics during your media interview!

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Change is inevitable. In modern society we're seeing changes in all areas at a rapid pace. Think your cellphone is up-to-date? Think again--it's probably already in the shadow of the next newest greatest thing.

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Mutual funds had been trailing ETFs for some time, but are the tides turning?

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It seems like everywhere you look people are talking about millennials. If you turn on the TV, read a newspaper, magazine or online publication you'll see and hear people talking about millennials.

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Clean shares are bring quite a change to investment landscape.

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It's fair to say most, if not all, industries are flush with jargon. If you have the opportunity to participate in a media interview don’t alienate and confuse your audience.

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When it comes to thinking of the future, who wouldn't love to have a working crystal ball?

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The implementation of the Department of Labor's Fiduciary rule has been pending for some time.

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In times of uncertainty and turbulence it is often a time to make difficult decisions. Small funds have tough choices to make if they want to survive.

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FINRA's comprehensive review, FINRA360 Initiative, was developed as an "audit" of all the self-regulator's operations and programs.

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The term "platform" is often used to refer to a specific financial services firm within various mutual fund distribution channels, which can include wirehouses, broker dealers, RIAs, DC/Retirement, Bank and Trust.